[governance] Framework convention

Lee McKnight LMcKnigh at syr.edu
Wed Apr 18 16:31:43 EDT 2007


Bill et al,

ok ; ) my replies to your comments on my comments are below; some text
deleted to make thread easier to follow
 
> I also did a short paper  adapting from John's on my views on the
> framework convention also a couple years back for an OII meeting, but
I
> admit that was also very sketchy.  I'll dig that out though and John
and
> I can argue some on what we IGPers mean and get something put
together
> by the time John suggests, for the rest of you to throw stones at.

Sounds good.  But I have an antecedent question.  Why are we talking
about a
Convention per se?  Why fix on this particular institutional form,
rather
than say a standard treaty, a Declaration, a Resolution, a
Recommendation,
Guidelines, an MOU, a multistakeholder informal agreement, or
something
else?  I can't help wondering if the basic rationale isn't, 'because
the UN
has done conventions in other, unrelated fields, let's have one here
too,'
which to me wouldn't be a compelling answer.   Normally one would think
form
should follow function, but it seems like you guys are saying first we
should agree there needs to be a Convention and then secondly we'll
figure
out what it's for, which seems odd.
 
Lee: The convention could spawn any number of guideines mou's whatever,
I don;t see them as mutually exclusive. Just thte fact that you didn;t
propose one instrument but instead listed a whole variety suggests a
broader umbrella apprach like the convention could be the right next
step. You are talking about a Convention with a capital C, for now I'm
just talking about a self-declared internet framework convention,
without that formal shape or sanction.  Yet. To begin sorting out what
if anything is needed in the way of formal declarations,  treaties,
resolutions, institutions, etc.  And sure industry, civil society groups
or states shouldn;t wait for the broad discussion if they have specific
problems and ideas on specific fixes, a la APWG. Or ICANN for that
matter.  

> For now let's just say the rules objectives etc for an Internet
> framework convention are yet to be defined, and an Internet
Framework

Right.  I really don't mean this in a nasty way, but please tell me why
this
isn't ass backwards.  Why not work from a precise problem definition
=>
bounded range of institutional options, pros and cons of each => the
selection of a solution?

Lee: Because this is not (yet) a geographically or institutionally
bounded set of problems and issues, with a precise and internationally
agreed consensus on the legitimate set of problem definition(s) for
international, national, community, private sector and civil society
action.  Yes WGIG & WSIS did their part in beginning to catalog and
describe the landscape, but we are quite a ways from considering the
work  done, and yeah there are always a raft of new Internet problems.
Unless you consider the wsis declaration the final word and then I do
wonder which end is up if we're still talking about this in 2007 - gee I
thought this was all worked out in Tunisia in 2005? Oops, never mind ;
)

Also, it's not like at the start of the discussions which led to the
negotiations for the climate change convention they knew exactly how the
not -yet existing kyoto protocol would be implemented and how it would
operate.  Except in the US : (.  They just knew their was a problem. So
yes we should look to other areas, and how they have been successful or
not in dealing with their issues, and match solutions to problems. 

> Convention could be more or less like the precedents John & Adam
have
> cited.  Anything to avoid reinventing wheels makes sense, on the
other

Uh, that's how the ITU has made decisions for over a century.  They
didn't
invent something new when the telephone came along, they grafted
language
onto telegraph arrangements.  The international standardization and
diffusion of telephony was slowed in consequence.  Ditto
datacommunications.
Institutionally embedded history's not always the best guide within
much
less across global policy domains.

Lee: And now you want me to promise we WILL reinvent the wheel?  I'm
trying to sneak a multistakeholder from the start process onto the
international stage and you're blowing my cover. Still, I don't recall
invoking specific UN institutions nor speculating on when and how they
might participate. Again, too soon to say. (John probably differs on
that, we'll see if we can settle our differences in time to have
something to say as igp by next month.)

And as for precedents from past conventions, remember I am the guy
saying we don;t have to do this just like the Conventions of the past,
nor play by the rules of customary international law, alone, so I
believe we really are in agreement here.

> hand eg i would imagine a greater emphasis on coordinating remote
> participation given the Internet crowd.
> 
>  Yeah in the end there might be the framework of frameworks signed
only
> by States,and translated to domestic legislation but under and
around
> that umbrella a pile of private and public agreements and
commitments
> may be made, and revised over time, also by non-state actors, ie
> business, civil society, and individuals.   Without ICANN, APWG, etc

How would non-state actors revise a Convention done under the UN
(meaning
ECOSOC, which doesn't allow their participation)?

My reply: You think an Internet Framework Convention could even begin
discussions without non-state actors at the table? I am saying the
opposite, the conversation has begun, and the states aren't even in the
virtual room. The UN did make the room reservation for Parminder in
Athens I guess, but beyond that this doesn;t seem to be a un-driven
discussion just yes does it?  

A future agreement however crafted will need to have room and roles for
non-state actors, or yeah it is a waste of time.

How can non-state actors change the convention? Probably the question
becomes a more precise 'in the area of X how do Y actors (can I call
them stakeholders please?) participate, and who decides what changes may
be needed in time.  That sounds like a key point to address before more
formal negotiations can begin.  The fact that ECOSOC doesn;t allow their
participation in UN processes may or may not be relevant, depending on
the specific X in question, and the decisions made running up to an
eventaul formal convention.

> etc, then the framework is pretty empty.   As Bertrand notes, the GAC
is
> putting forth basic 'good governance' notions to frame its own
> activities, that is certainly to be preferred to alternatives.  So
it's
> not like the framework precludes the need for various groups to do
what
> they are doing, as well as they can. It may however help
> institutionalize other Internet governance processes, to the degree
> there is interest and a ratioanle for doing so.

Sure
 
> And as for Rio, I guess as Vittorio and Jacqueline agree, there's
> nothing stopping a discussion on ICANN there; who participates, and
the
> agenda, and the eventual ICANN response to any recommendations
emanating
> from the discussion, will determine its ultimate utility, or lack
> thereof.   A discussion on the framework convention would also merit
> another workshop I'd think.  Maybe Parminder and John can coorganize
> that.

Sure, sure
 
> Neither of which is to take anything away from work on access and
many
> other critical issues, at IGF, ICANN, or beyond, which IGP also
looks
> forward to contributing to the degree we are able.

Ok.  Hope you all understand, I'm not being hostile, I'm just puzzled
by the
reasoning, and in consequence by the frequent invocations of the
solution.

Lee's last reply: I don;t recall John or Parminder or I or Wolfgang or
anyone else claiming a convention could be THE solution, rather we are
talking about a painfully long and slow process. I can;t say I'm looking
forward to it. Many on this list have been or are currently
participating in long, slow, painful Internet governance processes, and
I sympathize for those objecting just at the thought of starting
another. If someone has a better/faster idea by all means go right
ahead. 

Thanks,

Me: no prob

Lee

Bill

> 
>>>> wolfgang.kleinwaechter at medienkomm.uni-halle.de 4/18/2007 9:44 AM
>>>> 
> John,
>  
> can you explain me exactly who would negotiate and who would sign
the
> "Framework Convention" or however you title such a documented
> arrangement?
>  
> Would it be a convention under the Vienna Law of Treaty Convention?
> Would it go through a national ratification procedure? How
> non-governmental actors would be included into negotiations? How
these
> non-governmental actors, if they would be included, would join such
a
> convention? Just by signing? What about accountability?
>  
> Content of a FC is important, but here the formalities are even more
> important.
>  
> Best wishes
>  
> wolfgang
>  
> 
> ________________________________
> 
> Von: John Mathiason [mailto:jrmathia at maxwell.syr.edu] 
> Gesendet: Mi 18.04.2007 15:39
> An: governance at lists.cpsr.org; DRAKE William
> Betreff: Re: [governance] .xxx. igc and igf
> 
> 
> 
> Bill,
> 
> Any Framework Convention on Internet Governance would have to cover
> all of the major policy areas that need some agreement in order to
> ensure the orderly development of the Internet and clearly would
have
> to go beyond core resources, but the core resources would have to be
> dealt with as a key issue.  The scope of an FC would be subject to
> negotiation but, to anticipate one of the criteria to apply, should
> deal with issues where existing regimes overlap or conflict.
> 
> Best,
> 
> John
> On Apr 18, 2007, at 9:26, DRAKE William wrote:
> 
>> Hi John,
>> 
>> Great, look forward to it, it will be helpful to the discussion.
>> In the meanwhile, maybe you could help me and Mawaki out here and
>> indicate whether this would be intended to address just the
>> governance of core resources, or IG more generally?
>> 
>> Cheers,
>> 
>> Bill
>> 
>> John Mathiason wrote:
>>> Bill,
>>> An interesting challenge, which deserves to be taken up.  There
>>> are  now enough ideas out there to try to put together a more
>>> complete  analysis of what a Framework Convention on Internet
>>> Governance might  look like.  In addition to the Climate Change
>>> Convention (UNFCCC), we  now have the WHO Tobacco convention
>>> (http://www.who.int/tobacco/ framework/en/) which is a framework
>>> convention in that it specifies  principles (tobacco is bad) and
>>> norms (public policy should address  demand) but leaves many of
>>> the details to further negotiation. Both  provide interesting
>>> precedents on which to draw.  It being the end-of- semester in the
>>> groves of academia, the revised paper may take a  couple of weeks,
>>> but we (IGP) will plan to have it ready before the  next IGF
>>> consultations on 23 May.
>>> Best,
>>> John
>>> On Apr 18, 2007, at 3:48, William Drake wrote:
>>>> Hi Mawaki,
>>>> 
>>>> On 4/18/07 5:36 AM, "Mawaki Chango" <ki_chango at yahoo.com> wrote:
>>>> 
>>>>> First, I was bit confused when I read Bill's message below; it
>>>>> sounds as if an FC (or let call it an "international agrement"
>>>>> of some sort though "international" sounds more modern than
>>>>> postmoder ;)) was intended to take care of all things IG. To my
>>>>> understanding, this is intended to define and give a legal basis
>>>>> to the norms and rules, the mechanisms and processes, in sum,
>>>>> the legitimate authority to deal with relevant public policy
>>>>> issues pertaining to the others numerous issues of IG. And so
>>>>> far, there is no assumption on the nature or form of such
>>>>> authority, except that most of us seems to agree that it
>>>>> shouldn't be another intergovernmental kind of org. That could
>>>>> as well be a concentrated, scalable, multi-level structure where
>>>>> governments may get to make final decisions (again, only on
>>>>> public policy) but not without accepting external inputs
>>>>> (technical community, academia, CS, etc.)
>>>> 
>>>> 
>>>> Your understanding seems a lot more narrowly focused than what
>>>> John  proposed
>>>> in his paper three years ago, which to my knowledge is IGP's
>>>> only  written
>>>> statement on the matter.  And that was just a four page concept
>>>> paper, more
>>>> of a teaser than an elaborated proposal.  Absent further
>>>> specification, it's
>>>> natural that people will differently imagine what it is intended
>>>> to  entail,
>>>> and differently react to the recurrent suggestion that it could
>>>> be The
>>>> Solution.  That's why I suggested yesterday to Milton that you
>>>> guys  take the
>>>> next step and spell it out.  Otherwise we'll just go around and
>>>> around
>>>> talking past each other.
>>>> 
>>>> On your formulation, much of IG broadly defined already has
>>>> clear  legal
>>>> bases to its norms and rules, and it's not obvious how a FC
>>>> would  relate to
>>>> and further clarify the disparate bits of national and
>>>> international law
>>>> underlying the shared rule systems pertaining to IPR, e-commerce
>>>> and trade,
>>>> security, consumer protection, and so on.  I'm guessing that you
>>>> actually
>>>> mean IG as popularly defined pre-WSIS, i.e. just core resources,
>>>> and that
>>>> this is why you found my comment confusing.  There are legal
>>>> bases  there too
>>>> but to the extent they're unclear or problematic I guess the
>>>> idea  is to
>>>> change them.  Fine, but then maybe you should call it an FC on
the
>>>> governance of core resources to avoid further misunderstanding.
>>>> And spell
>>>> out what it might look like so people have something concrete to
>>>> react to,
>>>> rather than trying to imagine what you all have in mind.
>>>> 
>>>> Cheers,
>>>> 
>>>> Bill
>>>> 
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***********************************************************
William J. Drake  drake at hei.unige.ch 
Director, Project on the Information
  Revolution and Global Governance/PSIO
  Graduate Institute for International Studies
  Geneva, Switzerland
http://hei.unige.ch/psio/researchprojects/Drake.html 
***********************************************************



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Prof. Lee W. McKnight
School of Information Studies
Syracuse University
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